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Showing 1091 to 1100 of 2511 search results for pensions advice.

  1. Wholesale brokers

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  2. The Financial Resilience Survey data

    Data Published: 04/04/2024 Last modified: 04/04/2024
    The FCA presents the results of the final Financial Resilience Survey issued in October 2023.

  3. FOI8888 response Annex A [pdf]

    FOI releases Published: 21/01/2022
    The FCA provides data on Retirement Income Stock.

  4. Whistleblowing quarterly data 2023 Q3

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

  5. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.

  6. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.

  7. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.

  8. Annexes FS19/5: Effective competition in non-workplace pensions [pdf]

    Feedback statements Published: 30/07/2019

  9. Advantages of mainstream investments

    InvestSmart Last modified: 17/05/2022
    There are many kinds of mainstream investments, appealing to a broad range of consumers and offering a convenient way to target attractive long-term returns.

  10. Retail investment advice assessment of ongoing services - A research report [pdf]

    External research Published: 16/12/2014 Last modified: 16/12/2014
    This document reports the findings of a research project carried out for the Financial Conduct Authority (FCA) between September and October 2014 by NMG Consulting.