Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 2511 search results for pensions advice.

  1. Protect your pension pot from risky investments and scams

    News stories Published: 01/12/2017 Last modified: 09/02/2018
    Given increased interest in pensions and pension transfer advice, this is a reminder to consumers and regulated firms of our previous consumer alert from August 2014.

  2. PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme [pdf]

    Policy statements Published: 28/11/2022
    This policy statement (PS) sets out final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who transferred out of it after being given unsuitable advice to do so.

  3. CP18/7: Improving the quality of pension transfer advice [pdf]

    Consultation papers Published: 26/03/2018
    This Consultation Paper follows on from our recent publications on advising on pension transfers: in particular, CP17/16 and PS18/6.

  4. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

  5. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

  6. CP22/6: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme [pdf]

    Consultation papers Published: 31/03/2022
    Many members of the British Steel Pension Scheme (BSPS) transferred out of it after being given unsuitable advice and have suffered financial loss as a result. We propose to implement a consumer redress scheme.

  7. PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Policy statements Published: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers.

  8. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

    Pensions Published: 27/04/2023 Last modified: 27/04/2023
    The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

  9. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

    Consultation papers Published: 30/07/2019
    This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.

  10. Transcript: Adviser research and communications advice [pdf]

    Transcripts Published: 27/09/2021
    Transcript of video: Adviser research and communications advice