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Showing 1161 to 1170 of 2511 search results for pensions advice.

  1. London SIPP Company (The)/ The London Pension Company Ltd

    Warnings Published: 26/06/2014 Last modified: 03/04/2018
    London SIPP Company (The)/ The London Pension Company Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. FSA - Unregulated Collective Investment Schemes: Good and poor practice report [pdf]

    Archive Published: 18/08/2010 Last modified: 03/08/2016
    This guide sets out good and poor practice when promoting and providing investment advice on unregulated collective investment schemes (UCIS). It aims to help intermediary firms to understand ways of meeting our Rules and Principles as well as risks

  3. Brexit briefings for regulated firms

    News stories Published: 15/02/2019 Last modified: 25/03/2019
    We hosted 2 briefings for regulated firms in preparation for the UK leaving the European Union. These took place in London and Edinburgh with live webcasts.

  4. Remedying Poor Value Legacy Workplace Pension Schemes: Findings from the Joint Review of Industry Progress against the Independent Project Board Recommendations [pdf]

    External research Published: 13/12/2016
    This report summarises the findings from the Department for Work and Pensions and the Financial Conduct Authority’s joint review of industry progress in remedying poor value workplace pension schemes. It also outlines next steps and the key

  5. FSA Commentary on FSA Complaints Data 2010 H1 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2010 H1 including highlights.

  6. FSA - Notice of Undertaking: A P Financial Services UK Limited [pdf]

    Undertakings Published: 18/01/2010 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: A P Financial Services UK Limited - Independent financial advice

  7. Quantitative research to inform the Financial Advice Market Review (FAMR) baseline [pdf]

    External research Published: 30/06/2017
    This piece of consumer research supports our FAMR baseline report.

  8. FSA - Financial advice firms [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on Financial Advice Intermediaries

  9. Risks to customers from financial incentives

    Tasks for regulated firms Published: 30/11/2015 Last modified: 10/02/2023
    The FCA out how financial incentives for staff could potentially have a negative effect on customers.

  10. Ashford Financial Group

    Warnings Published: 15/12/2011 Last modified: 21/08/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.