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Showing 1201 to 1210 of 2511 search results for pensions advice.

1201. Protection (Pre-RDR) [pdf]

      Documents Published: 28/06/2006 Last modified: 03/08/2016
      Summary of Learning Outcomes

1202. Appointed representatives and networks

      Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
      Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

1203. UK FinTech: Regulating for innovation

      Speeches Published: 23/02/2016 Last modified: 23/02/2016
      Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered

1204. FSA - Notice of Undertaking: Beacon Financial Limited [pdf]

      Undertakings Published: 18/01/2010 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: Beacon Financial Limited - Independent financial advice

1205. Confidence to crisis and back

      Speeches Published: 17/06/2015 Last modified: 17/06/2015
      Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

1206. Further Final Notice 2020: Robert Ian Shaw [pdf]

      Final notices Published: 23/03/2020
      This Final Notice (Robert Ian Shaw) refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety and conflicts of interest in the Investment Adviser and Pensions sector. We imposed a financial penalty, a prohibition and

1207. Financial Advice Working Group: Foreward to the final reports [pdf]

      External research Published: 11/04/2017
      Prepared by the Nick Prettejohn, Chair of the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority

1208. FSA Final Notice 2013: John James Quarrell 14th Jan 01 [pdf]

      Final notices Published: 14/01/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against John James Quarrell

1209. Impact assessment: Thematic review: Quality of debt management advice [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to the thematic review of quality of debt management advice. It has been verified by the Regulatory Policy Committee.

1210. Can robo-advice improve borrower repayment decisions?

      Research articles Published: 30/08/2022 Last modified: 30/08/2022
      Analysis showing that a simple automated ‘robo-advice’ tool significantly improved borrower repayment decisions in a randomised controlled trial.