Search results
Showing 121 to 130 of 2515 search results for pensions advice.
-
Final Notice 2024: William Hofstetter [pdf]
This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed -
Transcript: Adviser research and communications advice [pdf]
Transcript of video: Adviser research and communications advice -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
Final Notice 2023: Keith Dickinson [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS -
Retirement income market data 2019/20
This page provides analysis of the latest data from firms on the retirement income market for 2019/20. -
Defined Benefit Advice Assessment tool (DBAAT) [xlsx]
The DBAAT helps firms and pension transfer specialists understand our file review methodology for DB transfer advice -
Signposting to pensions guidance: our findings
Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make. -
Final Notice 2023: David Nigel Lewis [pdf]
This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS. -
TR24/1: Retirement income advice thematic review [pdf]
This review supports our work to improve standards across the consumer investment market. -
5 questions to ask before you invest
To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.