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Showing 1211 to 1220 of 2511 search results for pensions advice.

  1. The FCA’s role in preparing for Brexit

    Statements Published: 27/06/2018 Last modified: 31/01/2020
    Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the

  2. FSA Commentary on FSA Complaints Data 2009 H1 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2009 including highlights.

  3. 10% depreciation notifications

    Statements Published: 22/12/2022 Last modified: 22/12/2022
    We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

  4. Retail Investments Product Sales Data dashboard

    Data Published: 27/06/2024 Last modified: 27/06/2024
    This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023.

  5. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

  6. British Steel Pension Scheme decision letter – redacted [pdf]

    Correspondence Published: 22/04/2024
    The FCA has completed its investigation into complaints made by members of the British Steel Pension Scheme. Read the redacted decision letter.

  7. Overseeing on a day-to-day basis administrative functions for the operation of a stakeholder pension scheme [pdf]

    Documents Published: 10/07/2006 Last modified: 03/08/2016
    Summary of Learning Outcomes

  8. Financial Advice Market Review: progress report [pdf]

    Corporate documents Published: 05/04/2017
    This publication from the FCA and HM Treasury details the progress made towards implementing the FAMR recommendations from the final report.

  9. Decision Notice 2024: David John Alexander Stephen [pdf]

    Decision notices Published: 24/06/2024
    This Decision Notice (David John Alexander Stephen) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial

  10. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.