Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1231 to 1240 of 2511 search results for pensions advice.

  1. Coronavirus: Information for small businesses that are customers of financial services firms

    Firms Published: 07/06/2020 Last modified: 26/05/2021
    Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.

  2. Whistleblowing quarterly data 2022 Q4

    Data Published: 04/05/2023 Last modified: 04/05/2023
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

  3. FSA Firm-level complaints data 2010 H1 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2010 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure

  4. FSA Firm-level complaints data 2010 H2 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2010 H2. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

  5. Modification by consent: COLL 5.6.22R

    Tasks for firms Published: 08/05/2015 Last modified: 10/06/2024
    Find out how this modification works and how to take advantage of it.

  6. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.

  7. Whistleblowing quarterly data 2021 Q4

    Data Published: 28/02/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

  8. Increasing consumer engagement in the annuities market: can prompts raise shopping around? [pdf]

    External research Published: 14/07/2016 Last modified: 14/07/2016
    Many people buy their annuity from their existing pension provider, even though they might get a better deal by switching provider. To test whether, and if so how, ‘prompts’ might encourage consumers to shop around for their annuity, we

  9. Further Final Notice 2020: Lloyd Arnold Pope [pdf]

    Final notices Published: 23/03/2020
    This Final Notice (Lloyd Arnold Pope) refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety and conflicts of interest in the Investment Adviser and Pensions sector. We imposed a financial penalty, a prohibition and

  10. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.