Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1261 to 1270 of 2511 search results for pensions advice.

  1. Restrictions placed on Mrs Lisa Campbell

    News stories Published: 04/04/2023 Last modified: 31/08/2023
    On 3 April 2023, we imposed a number of conditions on the approval of Mrs Lisa Campbell as a senior manager of Campbell & Associates Independent Financial Advice Limited.

  2. Approach and rules: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training

  3. Societies cancelled in 2017 [pdf]

    Data Published: 06/03/2018
    Societies that have been cancelled for not submitting their annual returns and account in 2017.

  4. FCA announces changes to its Executive Committee

    Press Releases Published: 06/12/2021 Last modified: 06/12/2021
    Stephen Braviner Roman appointed General Counsel and member of FCA's Executive Committee. Megan Butler to step down as Executive Director of Transformation.

  5. FSA Commentary on FSA Complaints Data 2010 H2 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2010 H2 including highlights.

  6. FSA Complaints data 1 July to 31 December 2011 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2011 H2 including highlights.

  7. Information on individual advisers - October 2022

    FOI Release Date of Release: 28/10/2022
    FCA provides information on Individual advisers.

  8. FSA Commentary on FSA Complaints Data 2011 H1 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2011 H1 including highlights.

  9. TR19/1: Debt management sector thematic review

    Thematic reviews Published: 15/03/2019 Last modified: 15/03/2019
    This report shares the key findings of our thematic review of the debt management sector.We committed in our 2017/18 Business Plan to assess how the market is operating and whether firms are meeting customer needs and our standards.

  10. Final Notice 2021: Ron Treherne IFA Ltd [pdf]

    Final notices Published: 25/05/2021
    This Final Notice (Ron Treherne IFA Ltd) refers to breaches of COND, PRIN 6 and PRIN 11 by a financial adviser. We imposed a cancellation of the adviser’s Part 4A permission.