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Showing 1281 to 1290 of 2511 search results for pensions advice.

  1. Aggregate complaints data to 2022 H1 [xlsx]

    Data Published: 20/10/2022
    Aggregate sector wide firm complaints data for 2022 H1. Including opened, closed, upheld, speed of closure and redress.

  2. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  3. FCA Defined Benefit Advice Assessment Tool (DBAAT) Licensing Agreement [pdf]

    Corporate documents Published: 15/01/2021
    The right to use the DBAAT is subject to the terms of our Licence Agreement

  4. Dear CEO letter: Thematic Review of Retirement Income Advice [pdf]

    Correspondence Published: 20/03/2024
    Our review of retirement income advice.

  5. FCA changes mortgage advice rules to encourage consumer choice

    Press Releases Published: 07/05/2019 Last modified: 07/05/2019
    The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage.

  6. IRHP: determining the level of redress

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    IRHP: determining the level of redress.

  7. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    1. for the bodies responsible for delivering the Government’s new Guidance Guarantee aimed at those with defined contribution (DC) pensions.The FCA has also published rules requiring pension provider firms ... Any decision about your pension has

  8. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 01/07/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

  9. How we calculate annual fees

    Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
    Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

  10. Information on retail investment advice firms - April 2021

    FOI Release Date of Release: 08/04/2021
    The FCA provides data on firms that it categorises as financial advisers that were newly authorised in the years in question.