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Showing 1301 to 1310 of 2511 search results for pensions advice.

  1. FCA Decision Notice 2016: Steven Maoudis trading as Montana Debt Management [pdf]

    Decision notices Published: 01/11/2016
    This decision notice refers to the FCA’s belief that Steven Maoudis trading as Montana Debt Management does not meet the minimum standards for authorisation to carry on regulated activities. Our view (subject to the Upper Tribunal’s determination

  2. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  3. Finance Advice Group/ fnagcorp.net/ (clone of FCA authorised firm)

    Warnings Published: 08/07/2021 Last modified: 08/07/2021
    Finance Advice Group/ fnagcorp.net/ (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  4. Final Notice 2018: Bouchers with Allansons Limited [pdf]

    Final notices Published: 05/04/2018
    This final notice (Bouchers with Allansons Limited) refers to failure to keep adequate records under SYSC 9.1.1R, meaning the FCA cannot satisfy itself as to the adequacy of debt advice. Other concerns include: deficient quality assurance process;

  5. Regulatory Initiatives Grid

    Corporate documents Published: 30/11/2023 Last modified: 30/05/2024
    The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months.

  6. Restrictions placed on Campbell & Associates Independent Financial Advice Ltd

    News stories Published: 10/02/2023 Last modified: 10/02/2023
    The FCA has imposed restrictions on the firm preventing it from carrying out any regulated activities and restricting access to its assets.

  7. Societies prosecuted in 2015 under the Co-operative and Community Benefit Societies Act 2014 [pdf]

    Data Published: 18/08/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2015.

  8. Disruptive innovation in financial markets

    Speeches Published: 26/10/2015 Last modified: 26/10/2015
    Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Retirement income market study

    Market studies Published: 26/03/2015 Last modified: 17/08/2021
    In March 2015, we published the final findings of our retirement income market study and our proposed remedies.

  10. Guide to the regulation of workplace defined contribution pensions

    News stories Published: 21/03/2014 Last modified: 12/01/2023
    We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers.