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Showing 1341 to 1350 of 2511 search results for pensions advice.

  1. Consumer Duty: the art of the possible in a year

    Speeches Published: 20/02/2024 Last modified: 20/02/2024
    Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG.

  2. FCA Data Bulletin: Issue 4 - October 2015 [pdf]

    Data Published: 02/10/2015 Last modified: 02/10/2015
    This issue of the data bulletin looks at financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations.

  3. Decision Notice: Thomas Ward (de facto director of FPL) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Thomas Ward (de facto director of FPL)) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. Our view is that a prohibition and financial penalty

  4. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

  5. FAMR Call for Inputs responses: T - Z [pdf]

    Corporate documents Published: 16/03/2016 Last modified: 16/03/2016

  6. FAMR Call for Inputs responses: T (including EY) [pdf]

    Corporate documents Published: 16/03/2016 Last modified: 16/03/2016

  7. Feedback statement: Advising on pension transfers [pdf]

    Feedback statements Published: 30/03/2021
    Summary of feedback received to GC20/1 Advising on pension transfers.

  8. Open regulators and open markets

    Speeches Published: 21/02/2024 Last modified: 21/02/2024
    Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union.

  9. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 18/06/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.

  10. Aggregate complaints data to 2023 H2 [xlsx]

    Data Published: 25/04/2024
    Aggregate sector wide firm complaints data for 2023 H2. Including opened, closed, upheld, speed of closure and redress.