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Showing 1351 to 1360 of 2511 search results for pensions advice.

  1. FCA Data Bulletin: Issue 5 - February 2016 [pdf]

    Data Published: 03/02/2016 Last modified: 03/02/2016
    The fifth FCA Data Bulletin provides insight into a range of areas, including: Highlights from our report on Retirement Income Market Data, an update on attestations and skilled person reports, an update on our work regarding financial promotions,

  2. FCA Data Bulletin: Issue 10 - September 2017 [pdf]

    Data Published: 08/09/2017
    This Data Bulletin for September 2017 focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

  3. Final Notice 2022: Aiden Henderson [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Aiden Henderson) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.

  4. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

    Data Published: 29/01/2015 Last modified: 29/01/2015
    This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

  5. Consumer Duty firm survey – Autumn 2023

    Data Published: 20/02/2024 Last modified: 20/02/2024
    In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty.

  6. FCA Data Bulletin: Issue 6 - June 2016 [pdf]

    Data Published: 09/06/2016 Last modified: 09/06/2016
    This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest

  7. FCA Data Bulletin: Issue 3 - May 2015 [pdf]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data.

  8. Complaints Scheme: our approach to remedies

    Statements Published: 16/06/2020 Last modified: 13/03/2024
    This statement explains our current approach to deciding what we do when we agree that a complaint made about the FCA under the Complaints Scheme (the Scheme) is well founded.  We aim to apply a consistent and fair approach to ensure remedies are

  9. FCA widens retail and pensions access to Long Term Asset Funds

    News stories Published: 29/06/2023 Last modified: 29/06/2023
    The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF).

  10. Statement on the launch of the finalised CTI templates

    Statements Published: 22/05/2019 Last modified: 22/05/2019
    The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by