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Showing 1401 to 1410 of 2511 search results for pensions advice.

  1. Unlocking regulatory reporting TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    The aim of the event was to identify potential solutions to help improve the efficiency of regulatory reporting.

  2. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  3. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Information on business interruption insurance - December 2022

    FOI Release Date of Release: 13/12/2022
    The FCA provides a list of all individuals, firms and principals with permissions to provide mortgage advice as at 1 December 2021.

  5. FSA Complaints data 2011 H2 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

  6. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

  7. Publication of costs and charges data by workplace personal pension providers

    Life insurers and pension providers Statements Published: 03/06/2021 Last modified: 03/06/2021
    Our expectations of providers for the first publication of costs and charges information under the new rules. 

  8. FSA - Notice of Undertaking: Hayburn Rock Associates Ltd [pdf]

    Undertakings Published: 06/08/2007 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: Hayburn Rock Associates Ltd - Independent financial advice

  9. Hartley Pensions Limited (clone of FCA regulated firm, in administration)

    Warnings Published: 02/02/2023 Last modified: 06/02/2023
    Hartley Pensions Limited (clone of FCA regulated firm, in administration) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  10. Aggregate complaints data: 2016 H1

    Data and research Published: 06/10/2016 Last modified: 23/05/2022
    The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time.