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Disclosure assessment template - Excel [xlsx]
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Product sales data: help text and FAQs
Product sales data: help text and FAQs -
Journey towards a conduct regulator
Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London -
Firm level complaints data 2023 H2 [xlsx]
Firm level complaints data 2023 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Multi-factor authentication for FCA systems
We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data. -
Cynllun iawndal pensiwn British Steel
Mae’n bosib bod arian yn ddyledus i chi pe baech wedi cael cyngor gwael i drosglwyddo allan o Gynllun Pensiwn British Steel (BSPS). Dewch i wybod mwy am gynllun iawndal yr FCA. -
Vector Wealth Ltd enters administration
We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Cryptoasset AML / CTF regime: feedback on good and poor quality applications
Feedback on good and poor quality applications made to the FCA under money laundering regulations. -
CP14/24: Charges in workplace personal pension schemes
The automatic enrolment of employees into workplace pension schemes began in July 2012. ... We have been working with the Department for Work and Pensions (DWP) and the Pensions Regulator (TPR) to design measures that will help to ensure that all