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Showing 1451 to 1460 of 2511 search results for pensions advice.

  1. Building a regulatory environment for the future

    Speeches Published: 22/06/2021 Last modified: 22/06/2021
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

  2. FCA Statement regarding Tracey McDermott

    Statements Published: 07/01/2016 Last modified: 07/01/2016
    Over the last few months I have enjoyed working closely with Tracey and have appreciated both her advice and leadership of the organisation.

  3. Decision Notice: Andrew Page (Director of FPL) [pdf]

    Decision notices Published: 09/05/2018
    This decision notice (Andrew Page (Director of FPL)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  4. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

  5. Independent investigation into London Capital & Finance

    Last modified: 23/02/2023
    Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.

  6. Financial Lives Survey 2022: Weighted data tables: Volume 14: Advice and Guidance [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted data tables from the Advice and Guidance section of the Financial lives 2022 survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.

  7. Completing the summary tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training

  8. Final Notice 2022: Thomas Henry Ward [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Thomas Henry Ward) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.

  9. Information on the number of advice firms the FCA is investigating - August 2020

    FOI Release Date of Release: 06/08/2020
    We hold information on how many advice firms are under investigation by the FCA.

  10. Regulating the pensions and retirement income sector: Our strategic approach [pdf]

    Calls for input Published: 19/03/2018
    We are working with The Pensions Regulator (TPR) on a strategic approach to the pensions and retirement income sector. To help inform this work we want to hear your views on the biggest current and potential risks in the sector, and how we should