Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1461 to 1470 of 2511 search results for pensions advice.

  1. Firm level complaints data 2023 H1 [xlsx]

    Data Published: 19/10/2023
    Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  2. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2018
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  3. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 02/11/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. Consumer credit - Product development and marketing

    Consumer credit firms Published: 24/04/2019 Last modified: 03/02/2023
    We cover the products and services you sell and the need to minimise the risk of customer harm.

  5. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  6. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data Published: 02/05/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  8. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  9. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2016 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. Financial Services Regulatory Initiatives Forum - Minutes: November 2023 [pdf]

    Corporate documents Published: 30/11/2023
    Financial Services Regulatory Initiatives Forum meeting minutes November 2023. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition