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Showing 1471 to 1480 of 2511 search results for pensions advice.

  1. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/05/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  2. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/02/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  3. Financial Lives Survey 2020: Weighted data tables: Volume 15 - Advice and Guidance [xlsx]

    Data Published: 11/02/2021
    These are the weighted data tables from the Advice and Guidance section of the Financial lives 2020 survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.

  4. FCA Q2 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/11/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  5. Financial Well-being in the Workplace: A Way Forward [pdf]

    External research Published: 11/04/2017
    Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority

  6. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  7. Completing the causation tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training

  8. Russian invasion of Ukraine: operational and cyber resilience

    Tasks for regulated firms Published: 08/03/2022 Last modified: 31/01/2023
    What you should consider in relation to your operational and cyber resilience in light of Russia’s invasion of Ukraine.

  9. Firm level complaints data 2022 H2 [xlsx]

    Data Published: 27/04/2023
    Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  10. Impact assessment: Embedding the Mortgage Market Review: Advice and Distribution (TR15/9) [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the Mortgage Market Review. It has been verified by the Regulatory Policy Committee.