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Showing 1521 to 1530 of 2511 search results for pensions advice.

  1. Call for input: Evaluation of the Retail Distribution Review and the Financial Advice Market Review [pdf]

    Calls for input Published: 01/05/2019
    This paper outlines the FCA's plans to evaluate the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR). Both initiatives sought to improve the distribution of retail financial services products.

  2. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

    Data Published: 28/10/2016
    This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

  5. London Capital and Finance plc

    News stories Published: 14/08/2019 Last modified: 02/02/2022
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

  6. Completing suitability tabs: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training

  7. Alpha Financial Solutions (clone of FCA authorised firm)

    Warnings Published: 12/01/2009 Last modified: 02/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

  9. Information on furlough fraud - November 2022

    FOI Release Date of Release: 11/11/2022
    FCA provides information on furlough fraud.

  10. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.