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Showing 1571 to 1580 of 2511 search results for pensions advice.

  1. Financial promotions quarterly data 2021 Q2

    Data Published: 21/07/2021 Last modified: 25/04/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2.

  2. Sector Views - published January 2019

    Corporate documents Published: 10/01/2019 Last modified: 10/01/2019
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into 7 sectors and monitor them continuously.

  3. DBAAT and redress calculator submission template [xlsx]

    Documents Published: 28/02/2023
    Defined Benefit Advice Assessment Tool and redress calculator submission template

  4. TR14/20: Annuities sales practice

    Thematic reviews Published: 11/12/2014 Last modified: 29/11/2021
    This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers.

  5. MLA A1 and A2: balance sheet FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA A1 and A2: balance sheet FAQs

  6. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review [pdf]

    Corporate documents Published: 03/12/2020 Last modified: 03/12/2020
    Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review.

  7. PS17/20: Transaction cost disclosure in workplace pensions

    Policy statements Published: 05/10/2016 Last modified: 20/09/2017
    This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments.

  8. Liberty SIPP Limited enters administration

    Statements Published: 28/04/2020 Last modified: 28/04/2020
    On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

  9. Polling and Market Abuse Regulation

    Markets Market abuse Published: 03/09/2019 Last modified: 06/01/2021
    In response to questions on how the Market Abuse Regulation (MAR) might apply to information obtained via electoral polling, we set out how we expect firms and individuals to handle any information that has the potential to be inside information.

  10. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London