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Showing 1581 to 1590 of 2511 search results for pensions advice.

  1. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

  2. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

  3. Aggregate complaints data charts 2015 H2 [pdf]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.

  4. Action required: review of Self Invested Personal Pensions (SIPP) operators [pdf]

    Correspondence Published: 21/07/2014 Last modified: 04/12/2015

  5. PS17/20: Transaction cost disclosure in workplace pensions

    Policy statements Published: 05/10/2016 Last modified: 20/09/2017
    This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments.

  6. Review of annuity sales practices: TR16/7

    Thematic reviews Published: 14/10/2016 Last modified: 28/02/2017
    This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities. The report presents the results of our review into customer communications and the actions we intend to take.

  7. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

  8. Update for investors in Arck LLP

    News stories Published: 17/03/2014 Last modified: 18/05/2021
    Some investors in Arck LLP (Arck) are being written to with offers of financial support by Yorkshire Bank.

  9. Consumer warning on Marvell Enterprises Ltd

    News stories Published: 12/11/2021 Last modified: 12/11/2021
    We have removed Marvell Enterprises Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

  10. Sterling Consultancy Options (clone) (clone of FCA authorised firm)

    Warnings Published: 20/06/2016 Last modified: 20/06/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.