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Showing 1591 to 1600 of 2511 search results for pensions advice.

  1. Societies cancelled under the Friendly Societies Act 1974 - September 2011 [pdf]

    Data Published: 16/03/2012 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for September 2011.

  2. FCA publishes proposals on transactions cost disclosure

    Press Releases Published: 05/10/2016 Last modified: 05/10/2016
    The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments.

  3. Aggregate complaints data charts 2014 H2 [pdf]

    Data Published: 27/03/2015 Last modified: 27/03/2015
    Aggregate complaints charts: 2014 (H2). Including opened, closed, upheld, speed of closure and redress.

  4. Regulators welcome the Government’s updated Green Finance Strategy

    Statements Published: 30/03/2023 Last modified: 30/03/2023
    The FCA, the FRC, the BoE and the TPR welcome the Government's updated Green Finance Strategy.

  5. Update on the FCA’s work on retirement income

    News stories Published: 06/06/2014 Last modified: 09/06/2014
    The study also covered other products purchased from accumulated pension pots such as income drawdown. ... Purchase an annuity or alternative retirement income product. Take income from their pension pot.

  6. The future of financial services regulation in the UK

    Speeches Published: 29/10/2019 Last modified: 29/10/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

  7. The commercial importance of culture to industry

    Speeches Published: 02/12/2014 Last modified: 02/12/2014
    And, at the most senior levels, we’re seeing more advice being offered by those teams on business direction and development.

  8. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    Conversely, there is some evidence from financial services markets that having sellers disclose conflicts of interest can lead them to give more biased advice.

  9. Aggregate complaints data: 2021 H1

    Data Published: 28/10/2021 Last modified: 28/04/2022
    This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2021, between 1 January and 30 June 2021. This includes the latest trends and analysis by product group.

  10. Standards for Retail Investment Advice - Application Standards [pdf]

    Documents Published: 22/03/2010 Last modified: 03/08/2016
    The application standards and their assessment are based on the defined standards within all the Units required to complete the Appropriate Examination.