Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 161 to 170 of 2515 search results for pensions advice.

  1. Final Notice 2023: Andrew John Allen [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS
  2. Transcript: Introduction [pdf]

    Transcripts Published: 27/09/2021
    Transcript of video on pensions advice: Introduction
  3. Decision Notice 2023: David Brian Price [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed
  4. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.
  5. Final Notice 2024: Arthur Jonathan Cobill [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been
  6. Final Notice 2023: Andrew John Deeney [pdf]

    Final notices Published: 28/09/2023
    This Final Notice (Andrew John Deeney) refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions and investments sector. We imposed a financial penalty and prohibition.
  7. Final Notice 2023: Simon Richard Hughes [pdf]

    Final notices Published: 03/10/2023
    This Final Notice (Simon Richard Hughes) refers to breaches of APER 2, 6 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and withdrawal. A payment of
  8. Financial Lives resources library

    Last modified: 10/04/2024
    Available materials from the Financial Lives surveys including publications, questionnaires and data.
  9. British Steel pension scheme misleading redress offers

    News stories Published: 26/01/2023 Last modified: 28/02/2023
    The FCA are aware that certain firms are making unsolicited offers to former British Steel pension scheme (BSPS) members who have not made complaints.
  10. British Steel pension redress scheme legal challenge

    News stories Published: 20/01/2023 Last modified: 28/02/2023
    A legal challenge has been made against the FCA's decision to set up a redress scheme for former British Steel Pension Scheme (BSPS) members.