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Showing 1671 to 1680 of 2511 search results for pensions advice.

  1. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

    Press Releases Published: 18/04/2013 Last modified: 25/11/2021
    The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.

  2. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    GC13/5 Supervising retail investment advice: inducements and conflicts of interest. Guidance consultations First published:. ... advisory firms are not inappropriately influenced by the payment of commission when providing advice to their customers.

  3. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.

  4. Aggregate complaints data 2015 H2 [xlsx]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.

  5. FCA business plan and risk outlook published

    Press Releases Published: 23/03/2013 Last modified: 01/05/2013
    The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.

  6. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  7. Aggregate Complaints Data 2015 H1 [xlsx]

    Data Published: 30/09/2015 Last modified: 30/09/2015
    Aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress.

  8. FCA proposes new rules to tackle greenwashing

    Press Releases Published: 25/10/2022 Last modified: 25/10/2022
    In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used.

  9. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Appropriate Examinations: Long Term Care Insurance Advice [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those advising on investments which are long term care insurance contracts