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Showing 1681 to 1690 of 2511 search results for pensions advice.

  1. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    II. ESMA provided its final advice to the European Commission in December 2014 on detailed proposals to support the new MIFID II Directive, including in the area of research and

  2. Aggregate complaints data 2014 H2 [xlsx]

    Data Published: 27/03/2015 Last modified: 30/03/2015
    Aggregate sector wide firm complaints data for 2014 H2. Including opened, closed, upheld, speed of closure and redress.

  3. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

    Data Published: 14/05/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. Analysing the impact of EMIR variation margin requirements

    Research insights Published: 30/06/2017 Last modified: 30/06/2017
    This page summarises our research into derivatives trading data to assess the impact on firms.

  5. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  6. Financial Lives Survey 2022: Tracker data tables: Volume 14 - Advice and Guidance [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted tracker data tables from the Advice and Guidance section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These tables

  7. Aggregate complaints data: 2019 H1

    Data Published: 17/10/2019 Last modified: 17/10/2019
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2019, between 1 January and 30 July 2019. This includes the latest trends and analysis by product group. 

  8. Aggregate complaints data 2014 H1 [xlsx]

    Data Published: 22/09/2014 Last modified: 25/09/2014
    Aggregate sector wide firm complaints data for 2014 H1. Including opened, closed, upheld, speed of closure and redress.

  9. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

  10. Financial Services Regulatory Initiatives Forum - Minutes: October 2021 [pdf]

    Meeting minutes Published: 01/11/2021
    Financial Services Regulatory Initiatives Forum meeting minutes October 2021. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition