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Showing 1701 to 1710 of 2511 search results for pensions advice.

  1. Decision Notice: Henderson Carter Associates Limited (in liquidation) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Henderson Carter Associates Limited (in liquidation)) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is

  2. Appropriate Examinations: Retail Investment Advice [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those advising on investments that are packaged products

  3. Aggregate complaints data: 2020 H2

    Data Published: 29/04/2021 Last modified: 28/10/2021
    This page focuses on complaints that financial services firms reported to us during the second half (H2) of 2020, between 1 July and 31 December 2020. This includes the latest trends and analysis by product group.

  4. Mortgage sales data FAQs

    Registers and systems Published: 05/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements FAQs (7484)

  5. FCA sets out plan to tackle investment harm

    Press Releases Published: 15/09/2021 Last modified: 13/06/2023
    The FCA has published a new strategy aimed at giving consumers the confidence to invest, supported by a high-quality, affordable advice market, which should lead to fewer people being scammed or persuaded to invest in products too risky for their

  6. Final Notice 2022: Andrew Mark Thomas Page [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Andrew Mark Thomas Page) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and

  7. FCA statement on super-complaint from Citizens Advice to the CMA on excessive prices for disengaged consumers

    Statements Published: 28/09/2018 Last modified: 28/09/2018
    Citizens Advice today submitted a super-complaint to the Competition and Markets Authority (CMA) calling on it to identify remedies and recommendations to put an end to the penalty paid by loyal and disengaged consumers. The super-complaint covers

  8. Financial Advice Market Review (FAMR) Working Group – Terms of Reference [pdf]

    Thematic reviews Published: 20/06/2016 Last modified: 04/08/2016

  9. FCA announces ESG Advisory Committee to its Board

    News stories Published: 13/12/2022 Last modified: 13/12/2022
    We have established a new advisory committee to the Board to work on Environmental, Social and Governance (ESG) issues. 

  10. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).