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Showing 1731 to 1740 of 2511 search results for pensions advice.

  1. Consumer warning on Larksway Investments Limited

    News stories Published: 29/11/2017 Last modified: 18/05/2021
    The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. 

  2. UCITS V: requirements for managers and depositaries

    Tasks for regulated firms Published: 05/08/2015 Last modified: 16/02/2023
    Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS).

  3. Euro Benefit Networks (clone of FCA authorised firm)

    Warnings Published: 11/03/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. Innovation Pathways - Authorisation guide [pdf]

    Published: 28/03/2022
    Authorisation guide for firms developing automated advice models.

  5. Overdrafts and coronavirus: draft guidance for firms

    Guidance consultations Published: 02/04/2020 Last modified: 01/12/2020
    FCA guidance for firms: overdrafts and coronavirus

  6. Cohesion and Interoperability Advisory Group on Open Finance Advice Note [pdf]

    Documents Published: 17/12/2019 Last modified: 07/01/2020
    Notes from the Cohesion and Interoperability Advisory Group on Open Finance.

  7. CP14/16: Proposed rules for independent governance committees

    Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
    employers and their advisers, in relation to the selection and ongoing monitoring of workplace personal pension schemes. ... fund managers and other third parties providing services to firms operating workplace personal pension schemes.

  8. Independently East Ltd enters compulsory liquidation

    News stories Published: 11/09/2023 Last modified: 11/09/2023
    Independently East Ltd entered compulsory liquidation following an application made by the FCA.

  9. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

  10. FCA publishes review into unsecured credit market

    Press Releases Published: 02/02/2021 Last modified: 02/02/2021
    We have published a report on change and innovation in the unsecured consumer credit market following a Review by former Interim Chief Executive, Christopher Woolard CBE