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Showing 1761 to 1770 of 2511 search results for pensions advice.

  1. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

  2. Firm level complaints data 2021 H1 [xlsx]

    Data Published: 28/10/2021
    Firm level complaints data 2021 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  3. Investigations into misconduct information - October 2020

    FOI Release Date of Release: 20/10/2020
    FCA provides information on investigations into misconduct (or similar).

  4. Firm level complaints data 2020 H2 [xlsx]

    Data Published: 29/04/2021
    Firm level complaints data 2020 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  5. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    Advice firms demonstrate some good practice on due diligence but greater consistency needed. ... Linda Woodall, director of life insurance and financial advice at the FCA, said:.

  6. Firm level complaints data 2020 H1 [xlsx]

    Data Published: 15/12/2020
    Firm level complaints data 2020 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  7. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    to US pension schemes, where the upward ratchet in contributions is a further and clever default.

  8. Financial Lives Survey 2022: Tracker data tables: Volume 13 - Pension decumulation [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted tracker data tables from the Pension decumulation section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These

  9. Christopher Woolard appointed Interim Chief Executive of the FCA

    Press Releases Published: 24/01/2020 Last modified: 24/01/2020
    HM Treasury, following advice of the Board of the Financial Conduct Authority (FCA), has appointed Christopher Woolard as Interim Chief Executive.

  10. Nikhil Rathi appointed as new Chief Executive of the FCA

    Press Releases Published: 22/06/2020 Last modified: 22/06/2020
    HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).