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Showing 1811 to 1820 of 2511 search results for pensions advice.

  1. DP22/6: Future Disclosure Framework

    Discussion papers Published: 13/12/2022 Last modified: 13/12/2022
    The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future.

  2. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

  3. Information on the 2020 financial resilience survey - July 2020

    FOI Release Date of Release: 17/07/2020
    The FCA publishes information on the 2020 financial resilience survey

  4. FSCS supplementary levies for 2017/18

    Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  5. Firm level complaints data 2015 H2 [xlsx]

    Data Published: 24/03/2016 Last modified: 04/04/2016
    Firm level complaints data 2015 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  6. Firm level complaints data 2015 H1 [xlsx]

    Data Published: 25/09/2015 Last modified: 22/02/2016
    Firm level complaints data 2015 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  7. Data from FCA suitability review - July 2021

    FOI Release Date of Release: 06/07/2021
    The FCA provides data that informs the FCA suitability review.

  8. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

  9. Firm level complaints data 2014 H2 [xlsx]

    Data Published: 26/03/2015 Last modified: 30/03/2015
    Firm level complaints data 2014 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  10. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

    Press Releases Published: 13/02/2013 Last modified: 23/11/2021
    The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.