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Showing 1861 to 1870 of 2511 search results for pensions advice.

  1. The vital relationship between the regulator and the advisory industry

    Speeches Published: 18/11/2014 Last modified: 20/11/2014
    Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered

  2. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  3. Retirement Income Stock Data - January 2022

    FOI Release Date of Release: 21/01/2022
    The FCA provides data on Retirement Income Stock.

  4. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  5. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

  6. GC14/3 Retail Investment Advice: Clarifying the boundaries and exploring the barriers to market development

    Guidance consultations Published: 11/07/2014 Last modified: 11/07/2014
    GC14/3 Retail Investment Advice: Clarifying the boundaries and exploring the barriers to market development. ... a thematic review on services that do not provide personal recommendations and simplified advice investment services.

  7. MoneyThing Capital Limited enters administration

    News stories Published: 21/12/2020 Last modified: 21/12/2020
    On 21 December 2020, the Directors of MoneyThing Capital Limited, a regulated Peer-to Peer (P2P) firm, placed the firm into administration and appointed Tom Straw and Milan Vuceljic of Moorfields Advisory Ltd as Joint Administrators.

  8. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

  9. Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]

    Correspondence Published: 19/05/2023
    Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme

  10. Underlying data for retirement income market 2020/21 [xlsx]

    Data Published: 09/12/2021
    This data focuses on retirement income market covering the year from 1 April 2020 to 31 March 2021.