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Showing 1871 to 1880 of 2511 search results for pensions advice.
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FCA confirms price cap rules for payday lenders
FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit -
CP15/28: Quarterly Consultation Paper No. 10
In chapter 2 of CP15/28we consulted jointly with the Financial Ombudsman Service on rule changes designed to give policyholders receiving advice or a discretionary management service as agent of an ... offshore insurer some of the same protections as -
Decision Notice: Bank House Investment Management Limited [pdf]
This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
Information on Cyber Incidents reported to the FCA - August 2020
FCA provides information on Cyber incidents reported to us in 2019 and 2020 -
Proposed BSPS Consumer Redress Scheme: pre-consultation discussions with stakeholders [pdf]
Slides from stakeholder meetings prior to publication of CP22/6 on a redress scheme in relation to British Steel Pension Scheme. -
Firms and individuals authorised to provide retail investment advice - May 2021
The FCA responds to multiple questions on firms and individuals authorised to provide retail investments advice. -
Underlying data for retirement income market 2019/20 [xlsx]
This data focuses on retirement income market covering the year from 1 April 2019 to 31 March 2020. -
Financial regulators publish updated Regulatory Initiatives Grid
The Financial Services Regulatory Initiatives Forum has issued the updated Regulatory Initiatives Grid. -
Personal loans and coronavirus: draft guidance for firms
The FCA's guidance for firms on personal loans during the coronavirus situation -
Business Loan Network Limited enters administration
On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration.