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Showing 191 to 200 of 2511 search results for pensions advice.

  1. Information on advice given to defined benefit pension scheme members by approved firms - June 2020

    FOI Release Date of Release: 25/06/2020
    FCA provides information on advice given to defined benefit pension scheme members by approved firms.

  2. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  3. Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme - addendum to PS22/14 [pdf]

    Policy statements Published: 26/01/2023
    The new amended text clarifies that while we modelled in our CBA a reduction in estimated average redress as part of a sensitivity analysis we carried out on our estimates, this modelling does not change the central scenario used in our CBA.

  4. FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings

    Press Releases Published: 11/03/2024 Last modified: 11/03/2024
    The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840.

  5. Gaudi Regulated Services Limited in administration

    News stories Published: 26/04/2023 Last modified: 26/04/2023
    On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.

  6. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

  7. Final Notice 2021: Omar Hussein [pdf]

    Final notices Published: 15/10/2021
    This Final Notice refers to breaches of APER 1 and 7 related to failing to act with integrity and failing to demonstrate that suitable advice was given in the pensions sector. We imposed a financial penalty, withdrawal and prohibition.

  8. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    This review is primarily aimed at financial advisers who provide ETV pension transfer advice and their senior management. ... All financial advisers who provide pension transfer advice, including where ETVs are offered, should consider:.

  9. FCA to host events for British Steel Pension Scheme Members

    Press Releases Published: 07/06/2019 Last modified: 07/06/2019
    The Financial Conduct Authority (FCA) is to host a series of events for British Steel Pension Scheme Members (BSPS). These are designed to provide information for members concerned about the advice they may have received when they transferred their

  10. Your rights with financial services

    Consumers Your rights Published: 20/03/2023 Last modified: 31/07/2023
    Your rights as a consumer are protected by law. Find out what to expect from your providers, and where you can go if something goes wrong.