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Showing 1991 to 2000 of 2511 search results for pensions advice.

  1. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA

  2. Product sales data: general guidance and retail investments FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: general guidance and retail investments FAQs.

  3. TR14/1 – Transition Management Review

    Thematic reviews Published: 10/02/2014 Last modified: 10/02/2014
    Our review looked at how firms move investment portfolios between different managers and markets for asset owners (such as pension funds).

  4. A review of change and innovation in the Unsecured Credit Market (The Woolard Review)

    Corporate documents Published: 02/11/2020 Last modified: 02/02/2021
    The Review heard a range of evidence to assess impacts and implications of any changes in the market. It sets out recommendations to the FCA, Government and other bodies

  5. Consumer Wealth Ltd (firm reference number: 667910)

    Statements Published: 18/01/2019 Last modified: 18/01/2019
    Consumer Wealth Ltd has gone into Members’ Voluntary Liquidation.

  6. Retirement income market data: July to September 2015 [pdf]

    Data Published: 07/01/2016 Last modified: 13/01/2016
    The pension reforms have brought about significant changes in the way consumers can access their pensions. The FCA have collected data from retirement income providers so it can track and monitor changes in the market.

  7. Our response to Law Commission recommendations on pension funds and social investment

    News stories Published: 18/06/2018 Last modified: 20/06/2018
    In June 2017, the Law Commission made recommendations to Government and us on Pension Funds and Social Investment. A final joint response to this has now been published.

  8. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.

  9. Ex-Mortgage Broker pleads guilty to 12 Criminal Offences

    Press Releases Published: 14/06/2013 Last modified: 17/09/2013
    In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the

  10. Treasury, Bank of England and FCA convene working group to facilitate investment in productive finance

    Press Releases Published: 20/11/2020 Last modified: 20/11/2020
    The Treasury, the Bank of England and the FCA are convening an industry working group to facilitate investment in productive finance.