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CP15/19: Quarterly Consultation Paper No. 9
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Old Mutual Wealth (Clone of FCA Authorised firms)
Old Mutual Wealth (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
Navigating the UK's Digital Regulation Landscape: Where are we headed?
Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF) -
sl-uk.co.uk / slplc.co.uk (Clone of FCA Authorised Firms)
sl-uk.co.uk / slplc.co.uk (Clone of FCA Authorised Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
FCA fines The Carphone Warehouse over £29m for insurance mis-selling
The Financial Conduct Authority (FCA) has fined The Carphone Warehouse £29,107,600 for failings that led to the mis-selling of ’Geek Squad’, a mobile phone insurance and technical support product. This follows an FCA investigation which stemmed -
FCA response to Provident’s scheme being approved by the High Court
We continue to have significant concerns about Schemes of Arrangement being proposed and used by firms to avoid paying customers redress. The firm remains under investigation for its conduct. -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
Information on the numbers of cyber incidents reported to the FCA - August 2020
We hold Information on the numbers of cyber incidents reported to the FCA in response to previous requests. -
FCA confirms the next stage of support for mortgage borrowers
The Financial Conduct Authority (FCA) has confirmed the support mortgage borrowers will receive if they continue to face payment difficulties due to coronavirus. -
First Supervisory Notice 2023: Lisa Maureen Campbell and Campbell & Associates Independent Financial Advice Limited [pdf]
For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose the following conditions on Lisa Campbell’s approval as a senior manager at Campbell & Associates Independent Financial Advice Limited