Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2061 to 2070 of 2511 search results for pensions advice.

  1. FCA regulation of consumer credit – during the pandemic and beyond

    Speeches Published: 13/10/2020 Last modified: 14/10/2020
    Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

  2. Supervision review report: Acquiring clients from other firms

    Research insights Published: 01/02/2017 Last modified: 21/08/2017
    We are reporting our findings of our supervision review of investment advisory firms’ practices when acquiring clients from other firms.

  3. New Cost Benefit Analysis Panel to be chaired by Dr Felix Martin

    Press Releases Published: 05/06/2024 Last modified: 05/06/2024
    Dr Felix Martin has been appointed chair of the FCA's new, independent Cost Benefit Analysis Panel.

  4. Information on Appointed Representative and Survey response - January 2020

    FOI Release Date of Release: 07/01/2020
    FCA provides information on Appointed representatives and the amount who responded to survey on behalf of firms.

  5. Financial Conduct Authority appoints four new supervision directors

    Press Releases Published: 07/08/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division

  6. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  7. TR13/5 – Supervising retail investment advice: how firms are implementing the RDR

    Thematic reviews Published: 25/07/2013 Last modified: 03/06/2014
    TR13/5 – Supervising retail investment advice: how firms are implementing the RDR. ... This is for all firms who provide advice to retail clients on retail investment products, their trade bodies and consumer groups.

  8. Brexit: information for the banking and payment sectors in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.

  9. FCA reappoints Chair of the Financial Ombudsman Service for a second term

    News stories Published: 30/01/2023 Last modified: 30/01/2023
    Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service.

  10. Investors in CF Arch cru funds must ask adviser for review

    News stories Published: 17/12/2012 Last modified: 23/04/2013
    Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme.