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Showing 2081 to 2090 of 2511 search results for pensions advice.

  1. FCA publishes findings on long-term mortgage arrears

    Press Releases Published: 06/12/2018 Last modified: 17/11/2023
    Today the FCA published findings on how mortgage lenders treat customers who have long-term mortgage arrears and provide forbearance to affected customers.

  2. The FCA and Practitioner Panel joint survey for 2024 launches

    News stories Published: 02/02/2024 Last modified: 02/02/2024
    The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry.

  3. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

  4. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

  5. FCA expectations for wet-ink signatures in light of coronavirus (Covid-19) restrictions

    Statements Published: 20/04/2020 Last modified: 20/04/2020
    We set out our expectations of firms when dealing with the need for 'wet-ink' signatures (i.e. signing a document by hand using a pen).

  6. PS21/1: Breathing Space Regulations: changes to our Handbook

    Policy statements Published: 26/02/2021 Last modified: 26/02/2021
    We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.

  7. 'Finfluencers’ charged for promoting unauthorised trading scheme

    Press Releases Published: 16/05/2024 Last modified: 03/07/2024
    We have charged nine individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media.

  8. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  9. Agreements with overseas regulators

    About us How we regulate Last modified: 15/01/2024
    Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA.

  10. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

    Policy statements Published: 08/06/2015 Last modified: 07/09/2016
    We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).