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Showing 2091 to 2100 of 2511 search results for pensions advice.

  1. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

    Policy statements Published: 08/06/2015 Last modified: 07/09/2016
    We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).

  2. Larry Barreto and Tassib Hussain sentenced for mortgage fraud

    Press Releases Published: 28/03/2024 Last modified: 28/03/2024
    On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair convicted in November 2023.

  3. Information on financial adviser firms following the study on Defined Benefit pension transfers - June 2020

    FOI Release Date of Release: 08/06/2020
    FCA provides information on financial adviser firms following the study on Defined Benefit pension transfer.

  4. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    These Statements prove that an adviser is qualified to the minimum standard put in place by the Retail Distribution Review (RDR), which reformed the investment advice market.

  5. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  6. FS16/3: Feedback Statement on competition in the mortgage sector

    Feedback statements Published: 16/05/2016 Last modified: 12/01/2017
    There are opportunities to make more effective use of technology in the provision of information and advice.

  7. Asset management firms, Banks and Pension Administrators registered with the FCA - April 2021

    FOI Release Date of Release: 13/04/2021
    The FCA provides how many asset management firms, Banks and Pension Administrators registered with it in 2021 (Up to 2 March 2021).

  8. We welcome action taken by a number of pension providers to review and strengthen their competition compliance

    Multi-firm reviews Published: 11/03/2016 Last modified: 18/05/2017
    As part of the retirement income market study we reviewed a number of distribution arrangements and strategies of different pension providers.

  9. Information for SIPP operators in light of Berkeley Burke administration

    Statements Published: 04/10/2019 Last modified: 11/10/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

  10. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.