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Showing 2141 to 2150 of 2511 search results for pensions advice.

  1. List of society prosecutions 2016 [pdf]

    Data Published: 29/03/2017
    Societies have been prosecuted for failing to submit an annual return and accounts in 2016.
  2. FCA joins other regulators to call on firms to help struggling customers

    News stories Published: 28/06/2023 Last modified: 28/06/2023
    The FCA will report on how well the cash savings market is supporting savers to benefit from higher interest rates. We will require the largest banks and building societies to explain the pace and extent of their pass through of interest rates, the
  3. Information on companies who hold defined benefits pension transfers permissions - April 2021

    FOI Release Date of Release: 09/04/2021
    The FCA provides contact information (name, address, phone, email, website) it holds for all companies and/or individuals who held permissions to carry our defined benefits pension transfers.
  4. Consumer attitudes and awareness of cryptoassets: research summary

    External research Published: 07/03/2019 Last modified: 07/03/2019
    We have carried out research with consumers to better understand the potential harms of cryptoassets.
  5. Sue Lewis re-appointed Chair of the Financial Services Consumer Panel

    Press Releases Published: 06/07/2016 Last modified: 06/07/2016
    The Financial Conduct Authority has re-appointed Sue Lewis Chair of the Financial Services Consumer Panel for a further two and a half years, from 1 July 2016.
  6. Information on FCA Evaluation of the impact of the Retail Distribution Review - April 2021

    FOI Release Date of Release: 16/04/2021
    The FCA provides details on the surveys for the Retail Distribution Review and the Financial Advice Market Review.
  7. FCA bans IFA directors who provided false and misleading SIPP declarations

    Press Releases Published: 12/10/2020 Last modified: 12/10/2020
    The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. 
  8. High Court orders illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers

    Press Releases Published: 10/08/2020 Last modified: 20/08/2020
    The two companies and three individuals must pay restitution to members of the public who were induced to transfer their pensions into self-invested personal pensions (SIPPs).
  9. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 02/07/2024
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.
  10. The FCA sees improvements in suitability at wealth managers, but concerns remain

    Press Releases Published: 09/12/2015 Last modified: 09/12/2015
    In August 2015, the FCA and HM Treasury launched the Financial Advice Market Review (FAMR), which will examine how financial advice (including advice on retail investments) could work better for consumers.