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Traded life policy investments: alert for financial advisers
Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance. -
Financial Lives Survey 2017: Data Tables: Volume 18 - Guidance [xlsx]
This volume of tables contains questions on: guidance. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate. -
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report [pdf]
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report -
PS19/8: Increasing the award limit for the Financial Ombudsman Service
Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a -
Mortgages and coronavirus: updated guidance for firms
FCA update to our guidance for firms on mortgages and coronavirus -
Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley
On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators -
Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd
Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd. ... Debt Help & Advice Ltd also uses a number of trading names, so no money should be paid to the following:. -
Elite Insurance Company Ltd (‘Elite’) has entered into administration
Elite Insurance Company Ltd (‘Elite’) has entered into administration -
FCA challenges firms to review approach to consumer vulnerability
Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment -
New evidence on liquidity in UK corporate bond markets
This page summarises our most recent research into liquidity conditions in the UK corporate bond market.