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Showing 2181 to 2190 of 2511 search results for pensions advice.

  1. Watch: Investor avoids losing £20,000 to share fraud

    News stories Published: 15/10/2014 Last modified: 09/02/2016
    Of the 5,000 people that contact us about share fraud each year, about 10% have already paid money to the scammers. Watch how we helped stop one investor losing £20,000 to a share scam.

  2. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    In January 2014 we issued Finalised Guidance 14/1: Supervising retail investment advice: inducements and conflicts of interest.This explained our concerns and why certain practices are likely to create conflicts

  3. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  4. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City

  5. Punter Southall / buy.lidlbond.com (Clone of FCA authorised firm)

    Warnings Published: 04/08/2021 Last modified: 04/08/2021
    Punter Southall / buy.lidlbond.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  6. Information on applications received for the authorisations division - October 2022

    FOI Release Date of Release: 24/10/2022
    FCA provides information on

  7. Skilled Persons appointments 2017-2021 information – October 2021

    FOI Release Date of Release: 06/10/2021
    FCA provides Skilled Persons appointments 2017-2021 information.

  8. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases Published: 15/11/2023 Last modified: 15/11/2023
    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.

  9. The role of consumer decision-making in ensuring good market dynamics in the mortgage sector

    Speeches Published: 05/10/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.

  10. Competition in the asset management industry: UK experiences, global implications

    Speeches Published: 24/10/2017 Last modified: 24/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.