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Showing 2211 to 2220 of 2511 search results for pensions advice.

  1. PS23/7: Broadening retail access to the long-term asset fund

    Policy statements Published: 29/06/2023 Last modified: 29/06/2023
    This consultation sets out proposals for broadening the retail distribution of the LTAF.

  2. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

  3. Information on firms and individuals investigated for defined benefit transfer advice misconduct - July 2020

    FOI Release Date of Release: 08/07/2020
    The FCA provides information on firms and individuals investigated for defined benefit transfer advice misconduct

  4. Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm)

    Warnings Published: 16/11/2021 Last modified: 26/04/2022
    Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should

  5. Financial regulators publish fourth edition of plan for upcoming work

    News stories Published: 01/11/2021 Last modified: 01/11/2021
    The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work.

  6. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 14/12/2018 Last modified: 14/12/2018
    He is currently a Member of the Determinations Panel at The Pensions Regulator, a Commissioner at the Scottish Fiscal Commission, and Emeritus Professor of Economics and Member of UK Trade Policy

  7. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  8. Further details of Independent Investigation of Interest Rate Hedging Products announced

    Press Releases Published: 16/09/2019 Last modified: 16/09/2019
    John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.

  9. Our emerging regulatory approach to Big Tech and Artificial Intelligence

    Speeches Published: 12/07/2023 Last modified: 12/07/2023
    Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.

  10. Quilter Cheviot Investment Management (clone of FCA authorised firm)

    Warnings Published: 16/10/2019 Last modified: 18/10/2019
    /node/60296/ is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.