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Showing 2241 to 2250 of 2511 search results for pensions advice.

  1. Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports 

    Statements Published: 28/10/2021 Last modified: 28/10/2021
    We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies.

  2. Information about firms giving up directly authorised status - July 2020

    FOI Release Date of Release: 28/07/2020
    The FCA provides Information about firms giving up their directly authorised status

  3. The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation

    Speeches Published: 15/06/2022 Last modified: 16/06/2022
    Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit

  4. FCA taking assertive action to tackle harm in the consumer investments market

    Press Releases Published: 03/03/2022 Last modified: 13/06/2023
    The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

  5. Invesco Perpetual - Invesco Asian Precious Metals Fund (www.invescoperpetualfunds.com) (clone of FCA authorised firm)

    Warnings Published: 08/06/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  6. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

  7. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Mr Kenny led Gracechurch when it routinely mis-sold small-capitalised stocks through pressure, misrepresentation and unsuitable advice.

  8. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    onwards. The deadline will vary and will depend on the facts and circumstances of each case – particularly when the sale or advice occurred and when the investor realised there was a ... In April 2012, our review of sales in the TLPI market revealed

  9. Dear CEO letter: Due diligence requirements for Self-Invested Pension Plan (SIPP) investments [pdf]

    Correspondence Published: 30/10/2018
    On 30 October 2018, the FCA wrote to CEOs regarding due diligence requirements for Self-Invested Pension Plan (SIPP) investments.

  10. Consumer warning on Flipping Cars Ltd and My Car Broker Ltd

    News stories Published: 02/09/2021 Last modified: 03/09/2021
    News story on Flipping Cars Ltd and My Car Broker Ltd agreeing with the FCA that it will no longer take any payments in advance from customers for its services to help customers source and purchase vehicles.