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Showing 2281 to 2290 of 2511 search results for pensions advice.

  1. FCA publishes final rules to make those in the banking sector more accountable

    Press Releases Published: 07/07/2015 Last modified: 19/04/2016
    The Certification Regime applies to other staff who could pose a risk of significant harm to the firm or any of its customers (for example, staff who give investment advice or

  2. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    changes to the eligibility of occupational pension schemes trustees to claim through the FSCS.

  3. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to examine whether the sales practices of pension providers have improved since the 2014 review into annuities sales. ... consumer outcomes for pensions and retirement income products. Specifically on consumer credit and complex terms and conditions the

  4. FCA publishes finalised guidance on inducements for product providers and advisory firms

    Press Releases Published: 16/01/2014 Last modified: 07/02/2022
    In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making

  5. FCA calls for more innovation to help consumers find the best mortgage deal

    Press Releases Published: 04/05/2018 Last modified: 10/04/2024
    The FCA's interim report found that competition in the mortgage market is working well for many people.

  6. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

  7. Information on number of SMF16 holders as of May 2020 and December 2019 - June 2020

    FOI Release Date of Release: 01/06/2020
    FCA provides information on number of SMF16 holders as of May 2020 and December 2019.

  8. FCA publishes finalised guidance for the fair-treatment of closed-book customers

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has today published its finalised guidance providing firms with detailed information on the actions they should be taking in order to treat their closed-book customers fairly. The FCA wants to ensure that

  9. CP14/6: FCA regulated fees and levies: rates proposals 2014/15

    Consultation papers Published: 30/03/2014 Last modified: 23/11/2021
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.

  10. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    Firms in the industry provide a range of services, including financial planning, investment advice, investment management and stockbroking.