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Showing 2351 to 2360 of 2511 search results for pensions advice.

  1. Financial advise firms and misleading financial promotions information - October 2020

    FOI Release Date of Release: 16/10/2020
    FCA provides information on number of financial advice firms contacted by FCA regarding misleading financial promotions online January 2019 - August 2020.

  2. Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services

    Press Releases Published: 09/08/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business.  Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and,

  3. CP13/1: FCA Regulated fees and levies: Rates proposals 2013/14

    Consultation papers Published: 08/04/2013 Last modified: 10/08/2021
    This CP is relevant to all firms that pay fees and levies to the FCA, the FOS and MoneyHelper (formerly the Money Advice Service).

  4. CP18/1: Aligning the Financial Services Compensation Scheme levy time period

    Consultation papers Published: 04/01/2018 Last modified: 23/02/2018
    We are consulting on transitional provisions to ensure that the life and pensions intermediation class will continue to benefit from support from the retail pool over the next few months, consistent with the FSCS’s public messaging on this.

  5. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

    Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
    Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.

  6. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

  7. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

    Press Releases Published: 06/01/2015 Last modified: 08/11/2016
    Sponsors perform a dual role which involves providing expert advice and guidance to current and prospective premium listed companies and providing regulatory assurances to the FCA, designed to protect investors.

  8. Building better bridges: a world-leading investment industry around outcomes customers need

    Speeches Published: 11/10/2019 Last modified: 11/10/2019
    Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

  9. FG17/4: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations

    Finalised guidance Published: 24/04/2017 Last modified: 24/04/2017
    We are publishing finalised guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage

  10. Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)

    News stories Published: 17/06/2013 Last modified: 25/11/2021
    The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject.