Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2361 to 2370 of 2511 search results for pensions advice.

  1. PS15/14: Restrictions on the retail distribution of regulatory capital instruments

    Policy statements Published: 12/06/2015 Last modified: 12/06/2015
    In this paper we set out the rules we are implementing following our consultation on restrictions on the retail distribution of regulatory capital instruments (contingent convertible securities (CoCos) and mutual society shares).

  2. Independent reviews of Interest Rate Hedging Products and the Connaught Income Fund Series 1

    Press Releases Published: 20/06/2019 Last modified: 20/06/2019
    The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved

  3. Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds

    News stories Published: 19/07/2021 Last modified: 19/07/2021
    We publish a letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds

  4. Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm)

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  5. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

    Press Releases Published: 22/09/2015 Last modified: 22/09/2015
    The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice.

  6. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.

  7. The Financial Conduct Authority warns clients of three debt management firms to review their debts

    Press Releases Published: 21/05/2015 Last modified: 08/11/2016
    time. That is why, as a matter of urgency, customers should check their debts and seek advice on what to do next. ... They can contact the Money Advice Service on 0300 330 2222 or at www.moneyadviceservice.org.uk/debt-management.

  8. Overall complaints fall by 2.1% but banking and credit card complaints increase

    Press Releases Published: 30/09/2015 Last modified: 07/02/2022
    The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015.

  9. Larry Barreto pleads guilty to carrying on regulated activities without authorisation

    Statements Published: 10/08/2022 Last modified: 10/08/2022
    On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two counts of carrying on regulated activities without authorisation.

  10. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

    Press Releases Published: 25/09/2014 Last modified: 01/10/2014
    rules. Under the proposals, second charge firms would be required to comply with FCA mortgage rules in areas such as affordable lending, advice, and dealing with payment difficulties.