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Showing 2401 to 2410 of 2511 search results for pensions advice.

  1. PS19/13: Improving shareholder engagement and increasing transparency around stewardship

    Policy statements Published: 30/01/2019 Last modified: 31/05/2019
    We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019.  Asset managers and life insurers will need to disclose and make publicly

  2. FCA publishes further information about restrictions placed on Micro-E C.I.C

    News stories Published: 16/01/2023 Last modified: 16/01/2023
    We have published a First Supervisory Notice for Micro-E C.I.C.

  3. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

    Policy and guidance Policy statements Published: 06/07/2022 Last modified: 06/07/2022
    We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine.

  4. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases Published: 17/09/2013 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

  5. Temporary intervention on the marketing of speculative mini-bonds to retail investors

    Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
    We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.

  6. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

  7. Coronavirus and 10% depreciation notifications: further temporary measures for firms

    Statements Published: 30/09/2020 Last modified: 21/12/2021
    This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.

  8. TR15/10: Fair treatment for consumers who suffer unauthorised transactions

    Thematic reviews Published: 28/07/2015 Last modified: 28/07/2015
    TR15/10: Fair treatment for consumers who suffer unauthorised transactions. Thematic reviews First published:. 28/07/2015. Last updated: 28/07/2015. Share page. TR15/10: Fair treatment for consumers who suffer unauthorised transactions. We have

  9. Clarifying our supervisory intentions: overall responsibility for the legal function under the Senior Managers Regime

    Statements Published: 27/01/2016 Last modified: 26/05/2016
    It has come to our attention that there is uncertainty as to whether an individual in charge of a firm’s legal function requires approval under our Senior Managers regime. This statement:describes our plans to consult on this area; and makes clear

  10. Financial watchdog consults about protections for insurance customers in financial difficulty

    Press Releases Published: 11/01/2023 Last modified: 11/01/2023
    The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty.