Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 2471 to 2480 of 2511 search results for pensions advice.

  1. The Climate Financial Risk Forum publishes its guide to help the financial industry address climate-related financial risks

    Press Releases Published: 29/06/2020 Last modified: 12/03/2024
    The Climate Financial Risk Forum (CFRF) has published a guide written by industry for industry to help firms approach and address climate-related financial risks.
  2. FCA takes over regulation of consumer credit firms - research shows 9m people are in serious debt and 1.8m in denial

    Press Releases Published: 01/04/2014 Last modified: 01/04/2014
    a requirement to provide information to customers on how to get free debt advice. ... sought debt advice – often leaving it late in the day which limits their options.
  3. FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead

    Press Releases Published: 08/12/2014 Last modified: 08/12/2014
    Lesley Titcomb previously announced her departure to become CEO of The Pensions Regulator.
  4. DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Discussion papers Published: 12/11/2015 Last modified: 12/11/2015
    The Government also plans to amend the RAO to make the provision of advice about loan-based crowdfunding investments that are P2P agreements a regulated activity.
  5. Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021

    FOI Release Date of Release: 27/09/2021
    FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.
  6. FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion

    News stories Published: 09/08/2021 Last modified: 09/08/2021
    Mohammed Maricar was involved with 24HR Trading Academy Ltd which unlawfully promoted and arranged forex trading using contracts for difference
  7. FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

    Feedback statements Published: 07/05/2021 Last modified: 07/05/2021
    We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.
  8. Gaming trading: how trading apps could be engaging consumers for the worse

    Research articles Published: 21/11/2022 Last modified: 01/02/2023
    You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of
  9. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

    Press Releases Published: 25/03/2021 Last modified: 08/04/2024
    The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.
  10. Statement on mortgage prisoners and consultation on intra-group switching and maturing interest-only and part-and-part mortgages

    News stories Published: 28/07/2020 Last modified: 29/11/2021
    The FCA has published a statement on mortgage prisoners, and a consultation paper containing proposals designed to support some consumers within the mortgage market.