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Showing 2501 to 2510 of 2511 search results for pensions advice.

  1. Information on the supervisory visits, virtual meetings and work carried out since 23 March 2020 - June 2020

    FOI Release Date of Release: 11/06/2020
    FCA provides information on the supervisory visits, virtual meetings and work carried out since 23 March 2020.

  2. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

  3. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

    Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
    We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

  4. FS20/9: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (personal loans, credit cards and overdrafts)

    Policy and guidance Feedback statements Published: 01/07/2020 Last modified: 17/07/2020
    This feedback statement affects firms that provide credit cards (including store cards and catalogue credit), personal loans and overdrafts.

  5. PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules

    Policy statements Published: 26/03/2019 Last modified: 13/08/2021
    CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance

  6. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms

    Policy and guidance Feedback statements Published: 11/08/2020 Last modified: 20/08/2020
    We summarise the feedback we received on our proposed measures for insurance and premium finance firms, and our response.

  7. CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

    Consultation papers Published: 20/05/2021 Last modified: 29/09/2021
    We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act).

  8. Information on the number of firms the FCA has taken enforcement action against so far in 2020 - August 2020

    FOI Release Date of Release: 06/08/2020
    We hold information on how many firsm we have taken enforcement action against so far in 2020.

  9. CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap

    Consultation papers Published: 22/11/2018 Last modified: 05/03/2019
    This paper sets out our proposed price cap on the rent-to-own market, summarises feedback to CP18/12 on the questions we asked about rent-to-own, and sets out our final rules on a point-of-sale ban on extended warranties alongside the sale of an RTO

  10. Information on new insider dealing or market abuse cases per month from January 2018 to May 2020 - June 2020

    FOI Release Date of Release: 26/06/2020
    FCA provides information on new insider dealing or market abuse cases per month from January 2018 to May 2020.