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Showing 261 to 270 of 2511 search results for pensions advice.

  1. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

  2. Views sought to radically improve access to financial advice

    Press Releases Published: 12/10/2015 Last modified: 19/10/2015
    Views sought to radically improve access to financial advice. Press Releases First published:. ... The Financial Advice Market Review was launched on 3 August and is examining how financial advice could work better for consumers, building on the

  3. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

  4. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

  5. Five individuals banned and fined for causing losses to pension customers

    Press Releases Published: 09/05/2022 Last modified: 09/05/2022
    The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.

  6. PS22/12: Pensions Dashboards rules for pension providers

    Policy statements Published: 01/11/2022 Last modified: 29/04/2024
    Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

  7. Final Notice 2023: Lighthouse Advisory Services Limited [pdf]

    Final notices Published: 15/05/2023
    This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure

  8. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

  9. Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]

    Final notices Published: 02/12/2022
    This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We

  10. Is it the right investment for you?

    InvestSmart Last modified: 14/08/2023
    With so many different investments on offer, following these five steps can help you choose investments that suit your needs and aims.