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Showing 271 to 280 of 2511 search results for pensions advice.

  1. Helping firms provide more support to customers making investment decisions

    Firms Published: 03/08/2023 Last modified: 30/10/2023
    Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

  2. Support for automated models

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.

  3. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 24/06/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  4. CP15/7: Proposed changes to our pension transfer rules

    Consultation papers Published: 04/03/2015 Last modified: 07/02/2022
    We are consulting on proposed changes to our rules which will be necessary following a proposed amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO) that will make advising on the conversion or transfer of

  5. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

  6. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  7. FCA announces asset retention rules for British Steel advice firms

    Press Releases Published: 25/04/2022 Last modified: 25/04/2022
    The Financial Conduct Authority (FCA) is using emergency powers to prevent financial advice firms, who advised members of the British Steel Pension Scheme (BSPS), from disposing of assets to avoid paying compensation.

  8. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    consumers with pensions savings who would incur an early exit charge for accessing the pension freedoms. ... providers of personal and stakeholder pensions – including operators of self-invested personal pensions.

  9. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  10. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.