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Showing 331 to 340 of 2511 search results for pensions advice.

  1. Pension freedoms data collection exercise: analysis and findings

    News stories Published: 16/09/2015 Last modified: 16/09/2015
    Consumer access to the pension freedoms. Financial advice requirements and the treatment of insistent customers. ... We have worked closely with the Pensions Regulator who has undertaken similar activity in relation to occupational pension schemes.

  2. FCA publishes rules on retirement risk warnings

    Press Releases Published: 27/02/2015 Last modified: 27/02/2015
    The information will support the guidance by the Government’s Pension Wise service. ... investment scams. Firms will need to keep records to show that consumers have received relevant warnings and whether they have taken regulated advice or guidance

  3. PS15/17: Pension Wise – recommendation policy

    Policy statements Published: 03/07/2015 Last modified: 17/08/2021
    In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

  4. Financial Lives Survey 2017: Data Tables: Volume 10 - Advice 1 [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: Advice 1 (have received regulated advice in last 12 months about investments, saving into a pension or retirement planning). The Financial Lives Survey 2017 is a tracking study designed to provide the FCA

  5. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    These two individuals misused pension funds, endangering the retirement incomes of hundreds of people. ... In addition Mr Gray gave customers pension reports containing false and misleading assurances that they would receive advice on their investments

  6. Financial Lives Survey 2017: Data Tables: Volume 11 - Advice 2 [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: Advice 2 (have not had regulated advice in last 12 months about investments, saving into a pension or retirement planning, but might need it). The Financial Lives Survey 2017 is a tracking study designed

  7. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.

  8. FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures

    Press Releases Published: 23/07/2019 Last modified: 23/07/2019
    The Financial Conduct Authority (FCA) has today fined Standard Life Assurance Limited (SLAL) £30,792,500 for failures related to non-advised sales of annuities.

  9. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

  10. FCA puts the spotlight on debt management firms

    Press Releases Published: 15/03/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal